Job offers: Anti, Money Laundering Auditor

Risk & Compliance Assistant - top 100 London law firm

Verity Appointments :: London, London :: over 30 days ago

... - Assisting in the administration of the firms file review processes - Assistance with the administration of risk management and compliance training - Conducting anti-money laundering searches and reporting on a quarterly basis - Maintaining risk registers, as well as other compliance and conflict records - Responding to queries, liaising with ...

... of team performance reporting File management to ensure compliance with Firm practices and procedures to include, for example, Lexcel, Code of Conduct, and anti-Money Laundering. Business Development (in conjunction with the Client Development Team) Producing pitches and capability statements within the agreed format Organising events ...

Senior Residential Conveyancer

Endurance Recruitment :: Coventry, West Midlands :: 24 days ago

... qualified Solicitor or Legal Executive with experience of working within Residential Conveyancing. * A sound knowledge of conveyancing procedures, CQS Protocol and Anti Money Laundering legislation. * Sound interpersonal and supervisory skills * Good organisation and administration skills * A sound knowledge of conveyancing procedures and CQS ...

Finance Manager

Wade Macdonald :: Reading, Berkshire :: 24 days ago

... and recording Financial control of subsidiary companies Control of payroll and pension processes - their development and maintenance Updating and communicating anti money laundering policies and procedures Preparing annual budgets and quarterly forecasts Assisting the FD to prepare the annual business plan Assisting the FD to renew insurances ...

... reporting. Dealing with all file management tasks to ensure full compliance with practices and procedures to include, for example, Lexcel, Code of Conduct, and anti-Money Laundering. Business Development (in conjunction with the Client Development Team and the Lead LSA/Group Co-ordinator) Interaction Building contact and marketing lists and ...

Risk and Compliance Officer

Magenta Consulting :: 15 days ago

... questionnaires and providing statistics for both the firms overall performance and that of individual fee earners. Dealing with queries in respect of the Anti-Money Laundering Policy, client identity and source of funds. Providing guidance on all compliance and regulatory issues such as conflicts, confidentiality, data protection and ...

Compliance and Risk Manager

Tate :: Hatfield, Hertfordshire :: 15 days ago

... procedures, developing framework and rolling out training/ presentations to the company and employees up to director level. Key Responsibilities include; Compliance Money Laundering Anti-Bribery Competition Law Policies and Code of Conduct Fraud Level Playing Field - Codes of Conduct within the Industry Risk Management Reviewing and updating ...

Compliance Assistant - UK Law Firm - £25k

Banking Support :: 8 days ago

... an entry level Compliance Assistant to work alongside the Senior Risk and Compliance Officer assisting the Risks departments monitoring of compliance with the firms anti-money laundering and risk procedures. Duties include: Checking AML certificates have been completed for each new client Scanning all relevant documentation onto company database ...

2 x Legal Administrator - File Opening (6 Month Contract)

TQR Consultancy Ltd :: Plymouth, Devon :: 6 days ago

... deadlines (for specific areas of the business), ensuring sign off as appropriate by the appropriate lawyer. o Collating and completing due diligence to comply with Anti Money Laundering Regulations. File management to ensure compliance with Foot Anstey practices and procedures to include, for example, Lexcel, Code of Conduct, and anti-Money ...

Head of Lending

Ultimate Banking :: Staines, Surrey :: today

... strategies Line management responsibility for the Lending team ensuring the Training and Competence schemes are implemented and managed Keep up to date with Anti-Money Laundering Regulations and report any suspicious transactions to the Money Laundering Reporting Officer (MLRO) Full understanding of all regulatory requirements including, but ...

Paraplanner

The Emerald Group :: Surrey :: today

... company best practice, templates and compliance requirements including completion of ceding scheme templates where needed Successfully complete the compulsory Anti-Money Laundering and Information Security training and any other mandatory compliance or regulatory training as required by the business, Group and FCA regulations Ideal ...

Head of Compliance - MLRO

LJM Recruitment :: London, London :: today

... product Join a senior management team and company with a common vision, to be better at everything The Opportunity You will be responsible for the organisations Anti-Money Laundering, financial crime and compliance programmes. Whilst supporting the management of the businesss money laundering and terrorist financing risk procedures, the ...

Revenue Clerk

Browne Jacobson :: Nottingham, Nottinghamshire :: today

... with the full range of regulatory policies and procedures including: equal opportunity and diversity, data protection and confidentiality/security, anti-bribery and anti-money laundering etc. You will also be required to undertake mandatory compliance training as required Person specification As part of the finance team, you would be ...

Client and matter inception team leader

Browne Jacobson :: Nottingham, Nottinghamshire :: today

... where appropriate Liaising and assisting individual lawyers with advice/recommendations in connection with concerns or questions arising from conflict checks and anti-money laundering (AML) requests Providing advice to lawyers and others throughout the firm on issues arising from the client and matter inception process Investigates and handles ...

Finance Clerk

Browne Jacobson :: Nottingham, Nottinghamshire :: today

... with the full range of regulatory policies and procedures including: equal opportunity and diversity, data protection and confidentiality/security, anti-bribery and anti-money laundering etc. You will also be required to undertake mandatory compliance training as required. Person specification As part of the finance team, you would be ...

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